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U4 Helpdesk Query

Corruption in the health and education sector in Mali

Have there been any reports about corruption in health and/or education sectors in Mali?

Purpose
This information is needed for a common in-depth assessment of sectoral budget support to health and education in Mali.

 

Content

  • Part I contains some brief background information on corruption in Mali and the state of the education and health sectors.
  • Part II offers synopses of analyses relating to corruption and the education and health sectors in Mali.
  • Part III lists other relevant resources on corruption in the education and health sectors more generally.

We have not found reports dealing specifically with corruption in the education and/or health sectors in Mali. We have, however, located relevant information from amongst a wide range of reports dealing with governance, corruption and development assistance in Mali. We have searched sources from the World Bank (WB) including the Mali Poverty Reduction Strategy Plan (PRSP), Public Expenditure Tracking Surveys (PETS) and programme assistance documents on Mali. We have also searched sources from the UN as well as various Ministries of International Development. Relevant information from these reports on corruption in the education and heath sectors in Mali, has been extracted and synthesised. The U4 Helpdesk has also requested documents from contacts within Mali. We have not received any documents thus far but will forward any documents we might receive. Since we have drafted this response in half the time normally required for our research we caution that there may be further information that we have not yet located. We have not included more general information on direct budget support and public financial management since this was not explicitly requested, although we indicate where such information may be found.


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U4 helpdesk reply

Part I: Background to Corruption in Mali and the state of Education and Health Sectors


The UN offers an assessment of corruption in Mali and an assessment of the state of the education and health sectors. A summary is offered here.

(1) Corruption in Mali

In March 1999 the World Bank investigated corruption in Mali and set out a list of reforms that needed to be taken. This was followed up in 2001 with an evaluation of reforms actually undertaken to counter corruption. In April 2002 the WB published an Anti-Corruption Report with recommendations focusing on three issues:

a) limiting opportunities for corruption
b) applying necessary sanctions
c) achieving greater transparency in government operations.

On August 7, 2002, President Amadou Toumani Touré created an ad hoc committee of thirty members to study the Anti-Corruption Report's recommendations. Faced with the increasing scale of corruption, the Government decided, during its June 25th 2002 meeting, to implement vigorous measures, rules and procedures with respect to

i) public contracts and purchasing;
ii) introducing transparency in the operation of services,
iii) implementing the provisions of the new penal code and those of the penal procedure
iv) setting up of economic and financial pools.

The summary on the UN website states: "The fact remains that the weakness of systems of accountability and sanctions remain a major challenge in the fight against corruption."

(2) Education and crisis of the school system

For several years, Mali's education system has been experiencing a crisis that some protagonists of the education system explain by the fact that the actors are highly politicized. The deterioration is also explained by reference to population growth.
The government adopted a ten year education program (PRODEC), a very comprehensive program which received the support of all donors. The PRODEC is made up of three components: i) improving the quality of teaching and learning methods by focusing the educational system on the basic educational needs of learners and on the quality of education; ii) improving access to school enrollment in order to increase the rate of coverage; iii) strengthening the capacities of the school system for decentralization and monitoring policies in order to modernize the management of the education sector. (Source: Report on partnership Mali, World Bank, 2001)

(3) Health

The Government adopted in 1998 a ten year health and social development plan (PDSS) covering the period 1998-2007. This plan aims to ensure financial and geographical accessibility, for the entire population, to quality health services. It also aims to reduce mortality linked to priority diseases, to enhance the performance of health services and to guarantee fair and sustainable funding of the health system and social action.

The ten year health and social development plan (PDDSS) included an initial five year program of health and social development (PRODESS) 1998-2002. The PRODESS aimed at (i) widening access to health care and reference services; (ii) improving the quality, efficiency and effectiveness of socio- health services including those related to reproductive and nutritional health and (iii) strengthening the state's institutional capacities at organizing, managing, monitoring and evaluating the health and social system.

STDs/AIDS constitute a national concern. The National Program for the fight against AIDS (PNLS) was created in 1987. The "Strategic fight against AIDS" plan covered the period 2001-2005. Implementation of the plan was coordinated by a Coordination Bureau attached to the Cabinet of the Ministry of Health. This program aimed specifically at: (i) preventing transmission in the overall population, with a special emphasis on the most vulnerable population groups and mother to child transmission; (ii) improving the quality of life of people living with HIV and alleviating the burden of the impact on affected families and the community; (iii) reducing the impact on health services and (iv) establishing an ethical and legal environment conducive to the respect for human rights.

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Part II: Corruption in Education and/or Health sectors in Mali

(1) Mali Poverty Reduction Strategy Paper (PRSP)
A starting place to begin the search for information on corruption risks in the education and health sectors is in Mali's PRSP. PRSPs describe a country's macroeconomic, structural and social policies and programs, to promote growth and reduce poverty, as well as associated external financing needs. PRSPs are prepared by governments through a participatory process that involves civil society and development partners, including the World Bank and the International Monetary Fund (IMF). The latest PRSP prepared for Mali was in 2002.

Part 3, sections 12 and 13 of the Mali PRSP set out the state of Mali's health and education sectors, respectively.

In Section 12 "Strengthening Health, Nutrition and Population Services" new approaches to healthcare provision are set out. These approaches are relevant for understanding effective ways of allocating resources - and may indicate ways to avoid corruption, mismanagement or inefficiency in the health sector. Amongst approaches recommended to strengthen health care provision are an NGO initiative: the professionalization of the National Center of Information, Education and Communication on Health Issues (CNIECS); the promotion of the contract-based approach (performance contracts with the local communities, communes, the NGOs and state structures); support for innovative initiatives for alternative financing, solidarity and social protection; and the setting up of mechanisms ensuring the effective participation of target groups (women, young people, the handicapped) in health promotion.

The Mali PRSP indicates that one of the risk factors in the spread of HIV/Aids is the weakness of the ethical and legal framework. It goes on to say that the government is committed to strengthening this framework.

Section 13 "Strengthening Education and Literacy Programs" mentions the main program through which reforms in the Mali Education sector will be made: the education sector investment project (Programme d'investissement du secteur éducation - PISE). The following section (2) of this response describes this programme.

(2) World Bank Programme Assistance Document
The World Bank is implementing a "Mali Education Sector Expenditure Program II (PISE)", building on the first phase of the WB Education Sector Expenditure Program (ESEP). In its Project Information Document the WB notes that "Quality is a major concern; completion rate in primary education remains very low at 40%, which is a major constraint for Mali durable development, and repetition rate is not improving…" It attributes major causes of these concerns to, amongst others, "inefficient provision of textbooks … [and] ineffective quality/performance monitoring".

The Programme Assistance Document notes that in Mali the legal framework for decentralization of the provision and management of education services is in place. However municipalities have only limited technical capacity to manage education services; there is no sustainable action plan and budget in place for each region; resources have not been transferred to the municipalities; CAPs are not yet fully involved in monitoring quality and, finally, monitoring, reporting, financial management and auditing are still ineffective.

Lessons learned from the first phase of the ESEP that may be of significance for anti-corruption efforts include that the project should incorporate an instrument to support parental involvement in basic education and to make the administration more accountable. Furthermore, during the program preparation stage a tool for planning education budget programming at the national and regional levels should be agreed upon. Another lesson learned was that a supervision / monitoring tool should be agreed upon between Government and donors participating in budget support.

The second phase of the ESEP is projected to take place over three years. In line with the Government of Mali's request that donors should harmonize their procedures regarding support of the education sector, the WB has proposed four components of its support. These are:

(a) Improvement of access and completion in basic education through, amongst other efforts, the improvement of school management by strengthening the leadership of school directors, parents' involvement and performance monitoring.
(b) Development of secondary, technical and vocational education.
(c) Design and Implementation of a sustainable development policy for higher education and scientific research
(d) (of particular significance for anti-corruption efforts) Strengthening governance of the education sector at central and local levels by developing standards at decentralized levels and developing performance monitoring; strengthening decentralization with regional budget allocation and transfer of resources to local governments; strengthening technical support provided to local government by central government and strengthening school management at primary and secondary education levels with increased parents' involvement.

The Programme Assistance Document also notes that budget support to education would be carried out according to the following principles:

(i) The budget framework would prioritise basic education.
(ii) Annual disbursement would be conditioned by the provision of financial and physical audit.
(iii) Financing would be provided based on an agreed annual action plan at central and regional levels.
(iv) Financing would be divided into an unconditional (fixed) portion and a variable portion.

(3) Operations Evaluation Study: Development Effectiveness in Health, Nutrition and Population: Lessons from World Bank Experience, Volume 1
Within this Operation and Evaluation Department (OED) study, you will find an executive summary (pages 49 to 53) of WB development assistance to the Health sector in Mali. This report is from 1999, but it assesses twenty years of WB health projects in Mali. The Lessons Learned (that may be of relevance to anti-corruption concerns) include:
(a) During fiscal adjustment, the Bank and government must pay attention both to protecting overall allocations to the social sectors and to the efficiency of expenditures within the social sectors.
(b) While rural cost recovery can be important to sustain local services, the funds raised typically are small relative to overall government health spending, which often remains focused on urban curative care.
(c) Shifting a previously centralized health delivery system to one based on district-level planning and community participation requires changing incentives together with intensive technical support both for districts and communities.
(d) The Bank should give greater emphasis to rigorous monitoring and evaluation, and operations research, particularly when piloting new service delivery mechanisms that are then scaled-up nationwide.

(4) Public Expenditure Tracking Survey (PETS)
The aim of PETS is to answer the question: "Does public money spent on health and education actually reach frontline health facilities and schools?" They seek to achieve this by tracking the flow of public resources through various layers of the administrative hierarchy to individual service providers, and by developing quantitative estimates of fiscal leakage - that is, the failure of resources intended for frontline service provider (clinics and hospitals) facilities to reach their intended destination."
(M. Lindelow, I. Kushnarova and K. Kaiser, Measuring corruption in the health sector: what we can learn from public expenditure tracking and service delivery surveys in developing countries, GCR 2006 "Corruption and Health".

The U4 website includes extensive information on PETS.

The World Bank is preparing a PETS in the education sector in Mali. We have also learnt that other PETS in the education and health sectors are being prepared. At this stage we do not have further information, but once this becomes available we will be happy to forward it.

Note: In the GCR article referred to above it is shown that "while many PETS have generated valuable insights, practical and methodological challenges have often made it difficult to develop firm and comprehensive estimates of leakage." The article emphasises that PETS should not replace other parts of the public financial management system. The information on the U4 website link, above, describes the use and limits of PETS in assessing corruption.


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Part III: Other resources

(1) Global Corruption Report 2006 on "Corruption and Health"
The GCR 2006 sets out a wealth of information on corruption and the health sector. Whilst not including information on Mali per se, it does make general recommendations for the health sector. These may be found in the Executive Summary section.

In summary the TI recommendations include recommendations on transparency, the introduction of codes of conduct, the participation of civil society and oversight, whistleblower protection, ways to reduce incentives for corruption, conflict of interest rules, the use of integrity pacts and debarment as well as recommendations on rigorous prosecution.

(2) Annotated literature from the U4 website pages on corruption in the health and education sectors
The U4 webpages on corruption in health and education include extensive lists of articles that may be relevant for your particular needs. Please see the literature review on corruption and education, and the annotated links from the new health pages (2006) for more details.

We hope you find this information useful. If you are compiling a report on corruption in the health and education sectors in Mali we would be delighted to receive a copy so that we can make it available to other U4 partner agencies.

 


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